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$2 Trillion CARES Act Stimulus: Easier Said than Done

$2 Trillion CARES Act Stimulus: Easier Said than Done

by bsmith@carofin.com | Apr 15, 2020 | (Index) Industry Reviews, Industry Trends

This CARES Act update sends two messages: If you have applied for any of the SBA stimulus programs, you aren’t crazy, and you aren’t alone. Odds are that you haven’t received the $10,000 grant that was promised in 3 business days — and your application to the...
CARES Act Summary

CARES Act Summary

by bsmith@carofin.com | Apr 15, 2020 | (Index) Industry Reviews, Industry Trends

  The CARES Act now offers much needed financial assistance to business owners, but it can be a confusing process to navigate. Below are summaries of the most important SBA programs, steps to follow, and the forms and other company documentation needed to...
Accredited Investor Verification Guidelines

Accredited Investor Verification Guidelines

by bsmith@carofin.com | Apr 4, 2020 | (Index) Personal Considerations for Alternative Investments, Investor Support

The following outlines the different approaches required for Investors to qualify as Accredited Investors under Rules 506(b) and 506(c). As of September 23, 2013, all Investors participating as Accredited Investors in Regulation D, Rule 506(c) and Rule 506(b) Private...
Overcome a Challenge (1st Principles of Investing)

Overcome a Challenge (1st Principles of Investing)

by bsmith@carofin.com | Apr 2, 2020 | (Index) Evaluating Issuers, Company Analysis

We all have challenges to overcome. But, when it comes to private investments, understanding the challenges a business must overcome in order to capture a market opportunity is fundamental when considering an investment in that company. In our series of articles...
What do Aristotle, Charles Munger, and Thomas Edison have in common?

What do Aristotle, Charles Munger, and Thomas Edison have in common?

by bsmith@carofin.com | Apr 2, 2020 | (Index) Evaluating Issuers, Company Analysis

They all use something called First Principles to simplify complex problems. We use them for analyzing private investment opportunities. You might be surprised at how simple, yet effective, it can be.  Investment analysis can be highly challenging.  Each Issuer of...
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PRIVATE PLACEMENTS ARE HIGH RISK AND ILLIQUID INVESTMENTS. AS WITH OTHER INVESTMENTS, YOU CAN LOSE SOME OR ALL OF YOUR INVESTMENT.

Securities offered through Carofin, LLC. Carofin, LLC and Carolina Financial Securities, LLC are affiliated Broker-Dealers, Members of FINRA/SIPC, and subsidiaries of Carolina Financial Group, LLC. For more information on the services we offer and details associated with such services, please see our Customer Relationship Summary.

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