About Us


Carolina Financial Group (CFG), through its subsidiary, Carolina Financial Securities (CFS, a FINRA-registered broker-dealer), is an investment bank specializing in raising capital through private placements of securities.  We are specialists in private finance and private investment…we do not sell publicly registered securities.

Our Mission – CFG creates compelling private investment opportunities which perform as projected for Investors, while meeting the financing needs of security Issuers…all in an ethical, fair, innovative, professional and efficient manner.

We offer Accredited Investors Enhanced Direct Investment by providing:

  • Uncommon investment selection,
  • Comprehensive analytical support, and
  • Active risk management.

CFG provides companies with creative debt and equity financing solutions and execution. Our professionals also provide business consulting services to improve all aspects of a company’s operations while enhancing its financial management.

Since 1997, CFG has placed over $1 billion of private debt and equity financing for small and mid-market companies.   We have experienced the “dot.com” run-up of the late 90’s, the subsequent economic decline during the early 2000’s, and the Great Recession of 2008 – 2010.  Our extensive experience in the face of challenge underpins our commitment to private finance and the Investors and Issuers we represent.