Skip to content
Carofin – An Alternative Investment Marketplace Powered By Carolina Financial Group Logo
  • WHAT WE DO
  • ABOUT US
    • FORM CRS
  • KNOWLEDGE BASE
  • WHAT WE DO
  • ABOUT US
    • FORM CRS
  • KNOWLEDGE BASE

The Carofin Knowledge Base

Investment Analysis – Industry Trends – Human Interest

Knowledge BaseKendall Weaver2020-12-28T10:32:32-05:00

FEATURED CONTENT

bsmith@carofin.com2023-11-29T10:58:55-05:00

Mosaic Distributors (“Chella”) Interview

Josh Greene, Carofin's investment banker, interviews Chella's Founder and CEO, Chris Kolodziejski. Chella is all about enhancing your brows and eyes with Makeup.  Our primary customers? People who frequent spas and salons.  Here's Chella's More >

EXPERT COLUMNS

bsmith@carofin.com2023-11-29T11:17:37-05:00

Debt Security Basics

bsmith@carofin.com2023-11-29T11:17:37-05:00

For those of us who remember “Lost in Space” (the 1965 TV series), these words are part of our lexicon.  In the show, a robot would warn a young man living in space of More >

bsmith@carofin.com2023-11-29T11:14:33-05:00

Private Lending to Operating Companies

You don’t need to be a genius to understand what happens when you lend money to a private company, but there are important things you need to know. Let’s take More >

bsmith@carofin.com2023-11-29T11:17:01-05:00

Closing Documentation for Private Placement Investment Opportunities

The following describes the Closing Documents one is likely to receive from the Issuer of a Private Placement. Closing documents include agreements between the Issuer and the Investor wherein the parties commit to participate More >

Library

INVESTOR SUPPORT

When your investment has greater risk, you should expect greater rewards
Stock prices and bond yields are easy to find.  But it’s challenging to confirm whether the terms of a
More >
What would you do for 20% more?
By Henry Yoshida | CEO of Rocket Dollar The Power Of Tax Deferral In A Self-Directed Account When we’re
More >

VIEW ALL ARTICLES >

INDUSTRY TRENDS

The U.S. Solar market is going mainstream.
It might be surprising to many investors to learn how large and how quickly the solar power market is
More >
Oil and Gas Forecast
In this article we ask and answer: “Should a private investor look closely at oil and gas exploration and
More >

VIEW ALL ARTICLES >

COMPANY ANALYSIS

What do Aristotle, Charles Munger, and Thomas Edison have in common?
More >
5 Elements of Private Investing: A Guide for Evaluating Investment Opportunities
More >

VIEW ALL ARTICLES >

SECURITIES EXPLAINED

What is a Broker-Dealer?
If a Broker-Dealer offers you Private Placement investment opportunities, wouldn’t you like to know that
More >
Regulation Best Interest has been approved, now what?
In the evening of June 5, 2019, the Securities and Exchange Commission approved its final rule regarding
More >

VIEW ALL ARTICLES >

 

  • Knowledge Base

CORE WHITE PAPERS

  • 3 Tracks – Preparing Yourself for Private Investing
  • Private Investing the “Right” Way
  • Five Elements of Private Investing
  • Seven Key Questions for Evaluating a Private Company
  • Understanding Private Securities

Videos

https://www.youtube.com/watch?v=rpzk8OJzRgo
https://youtu.be/2hJi8n7Oy9A
https://www.youtube.com/watch?v=s5eMQXzbG8Y

VIEW ALL VIDEOS >

Carofin Newsletter

Stay engaged with new knowledge base content, and deals as soon as they hit the market





    Investment Terms

    In the interest of accessibility, here are some terms that any savvy investor should be familiar with.

     
    View Glossary

    Knowledge Base

    • Securities Explained
    • Industry Trends
    • Company Analysis

    Company

    • About Us
    • What We Do
    • Contact

    Legal

    • BrokerCheck
    • Privacy Policy

    Connect with us

    Stay engaged with new knowledge base content, and deals as soon as they hit the market.





      PRIVATE PLACEMENTS ARE HIGH RISK AND ILLIQUID INVESTMENTS. AS WITH OTHER INVESTMENTS, YOU CAN LOSE SOME OR ALL OF YOUR INVESTMENT.

      Securities offered through Carofin, LLC. Carofin, LLC and Carolina Financial Securities, LLC are affiliated Broker-Dealers, Members of FINRA/SIPC, and subsidiaries of Carolina Financial Group, LLC. For more information on the services we offer and details associated with such services, please see our Customer Relationship Summary.

      This site is published for residents of the United States only. Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined. Not all services referenced on this site are available in every state and through every advisor listed. For additional information, please contact Craig Gilmore at 828.393.0088 x 520 and/or cgilmore@carofin.com

      The information contained herein is for informational purposes only and is not intended for further distribution. The information does not constitute a complete description of any investment or investment performance. This webpage is in no way a solicitation nor is it an offer to sell securities nor is it advice or recommendation regarding any investment. The information is not directed to any person who is not believed to qualify under the definition of an Accredited Investor under the rules of Regulation D of the 1933 Securities and Exchange Act. No security listed on this webpage or otherwise offered through Carofin, LLC may be purchased without prior receipt of a complete Private Placement Memorandum or other official offers of sale.

      Carolina Financial Securities and Carofin only offer one type of alternative investment, those sold as private placements. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance nor should it be interpreted that FINRA, the SEC or any other securities regulator approves of any of these securities. Additionally, there are no warranties expressed or implied as to accuracy, completeness, or results obtained from any information provided on this website. Investing in private securities transactions bears risk, in part due to the following factors: there is no secondary market for the securities; there is credit risk; where there is collateral as security for the investment, its value may be impaired if it is sold.


      © Copyright  Carofin. All Rights Reserved 

      Page load link

      CAROFIN NEWSLETTER

      Stay engaged with new knowledge base content and deals as soon as they hit the market.

        Go to Top