The COVID years are proving to be a time for reflection – a relatively chaotic period that’s forcing us, both personally and professionally, to reconsider how and why we conduct our lives the way we do. Your investments are, obviously, an important reflection of your values and priorities. What Carofin offers, and why we hope you will be attracted to the companies we represent, is captured in...
The following outlines the different approaches required for Investors to qualify as Accredited Investors under Rules 506(b) and 506(c). As of September 23, 2013, all Investors participating as Accredited Investors in Regulation D, Rule 506(c) and Rule 506(b) Private Placements must verify that their financial status qualifies them as an Accredited Investor. The manner in which they verify...
By James Jones | CEO of IRAeXchange.net I’ve spent a lot of time in and around IRAs and Self-Directed IRA or “SDIRA,” writing books, speeches, and, generally, educating folks on the topic. Inevitably, when people get a chance to engage with me after a panel discussions or other presentation, they ask questions. Shockingly, they are often CEOs, Fund Managers, and other financial...
Your brother-in-law tells you this Company is going to revolutionize the (…pick an industry). And these people are incredibly experienced in this field. “Let’s invest together,” he tells you. Well … let’s take a deep breath and think about private investing and what it might mean for you. Risks of Private Investments Investors must be aware of the additional risks associated with investments...
We’ve made the point more than once in these articles: investing in an alternative investment, and particularly in a private Company, is a high-risk gambit. Where there may be rewards, there are most certainly risks. So, do your homework and think about the following four questions carefully. It’s crucial that Investors in alternative investments carefully evaluate whether the opportunity...
The following form is one of the Private Placement Closing Documents to be executed by an Investor. It certifies that the Investor is Accredited. With a Regulation D "Accredited Investor Investor Questionnaire," an investor represents to an issuer of securities that the undersigned qualifies as an “accredited investor” pursuant to Regulation D under the Act, as a result of having the following...
In the interest of accessibility, here are some terms that any investor should be familiary with.
Stay engaged with new knowledge base content and deals as soon as they hit the market.