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Accredited Investor Verification Guidelines

Accredited Investor Verification Guidelines

by [email protected] | Apr 4, 2020 | (Index) Personal Considerations for Alternative Investments, Investor Support

The following outlines the different approaches required for Investors to qualify as Accredited Investors under Rules 506(b) and 506(c). As of September 23, 2013, all Investors participating as Accredited Investors in Regulation D, Rule 506(c) and Rule 506(b) Private...
Overcome a Challenge (1st Principles of Investing)

Overcome a Challenge (1st Principles of Investing)

by [email protected] | Apr 2, 2020 | (Index) Evaluating Issuers, Company Analysis

We all have challenges to overcome. But, when it comes to private investments, understanding the challenges a business must overcome in order to capture a market opportunity is fundamental when considering an investment in that company. In our series of articles...
What do Aristotle, Charles Munger, and Thomas Edison have in common?

What do Aristotle, Charles Munger, and Thomas Edison have in common?

by [email protected] | Apr 2, 2020 | (Index) Evaluating Issuers, Company Analysis

They all use something called First Principles to simplify complex problems. We use them for analyzing private investment opportunities. You might be surprised at how simple, yet effective, it can be.  Investment analysis can be highly challenging.  Each Issuer of...
Provide a Solution (1st principles of investing)

Provide a Solution (1st principles of investing)

by [email protected] | Apr 2, 2020 | (Index) Evaluating Issuers, Company Analysis

To provide value (and generate income as an individual or a business), you need to solve a problem for someone.   It’s actually why we get out of bed every day and go to work. If a company you’re looking to invest in doesn’t do the same, it’s likely that company...
Debt Security Basics

Debt Security Basics

by [email protected] | Apr 2, 2020 | (Index) Securities Explained, Securities Explained

  Some investors react with concern when a company pledges its assets as collateral.  If the company can’t rely on its cash flow to get bank financing, they think the company must be in danger. ”Asset-based” financing (or ABL) to these folks suggests a company is...
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© Copyright 2024 Carofin, LLC. All Rights Reserved

PRIVATE PLACEMENTS ARE HIGH RISK AND ILLIQUID INVESTMENTS. AS WITH OTHER INVESTMENTS, YOU CAN LOSE SOME OR ALL OF YOUR INVESTMENT.

Securities offered through Carofin, LLC. Carofin, LLC and Carolina Financial Securities, LLC are affiliated Broker-Dealers, Members of FINRA/SIPC, and subsidiaries of Carolina Financial Group, LLC. For more information on the services we offer and details associated with such services, please see our Customer Relationship Summary.

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