What Securities Laws and Regulations Govern Private Placements?
The Federal government, and its regulatory agencies, are hard at work protecting investors. Here’s a handy précis of the rules and regulations that Issuers follow when introducing Private Placements. There is a broad body of law and regulations governing public...
Are Alternative Investments Right for You? Answer These Four Questions First.
We’ve made the point more than once in these articles: investing in an alternative investment, and particularly in a private Company, is a high-risk gambit. Where there may be rewards, there are most certainly risks. So, do your homework and think about the...
Forms of Lending
The following defines the different types of loans. Asset-Based or Asset-Backed Lending: This is a business loan secured by collateral, such as Inventory, Accounts Receivable, equipment and other forms of Balance Sheet assets. It typically provides financing to...
