Forms of Lending
The following defines the different types of loans. Asset-Based or Asset-Backed Lending: This is a business loan secured by collateral, such as Inventory, Accounts Receivable, equipment and other forms of Balance Sheet assets. It typically provides financing to...
What is a Broker-Dealer?
If a Broker-Dealer offers you Private Placement investment opportunities, wouldn’t you like to know that there’s some regulatory oversight over it? Let’s define both a Broker and a Dealer so that we’re on a level playing field. What is a Broker? According to the...
Regulation D, Rule 506(c) Private Placements
The information below provides a brief summary of SEC Rule 506(c) which allowed, for the first time, “general solicitations” of Private Placements to Accredited Investors. Regulation D was established by the SEC in the 1980’s to define more specifically a manner of...
