“An SEC regulation established in 1980’s to define more specifically a manner of privately offering securities, also called a “safe harbor”. Most companies issuing private securities do so by following one of the Rules within Regulation D. Regulation D is comprised of Rules which provide more specific guidance to Issuers and Investors (See What is a Private Placement). Pertains to privately offered debt and equity.”
« Back to Glossary IndexRegulation D
bsmith@carofin.com2019-03-08T17:40:03-05:00