An SEC regulation established in 1980’s to define more specifically a manner of privately offering securities, also called a “safe harbor”. Most companies issuing private securities do so by following one of the Rules within Regulation D. Regulation D is comprised of Rules which provide more specific guidance to Issuers and Investors (See What is a Private Placement). Pertains to privately offered debt and equity.
« Back to Glossary IndexRegulation D
by bsmith@carofin.com | Mar 8, 2019
