When sponsors of an offering knowingly misrepresent to Investors key investment considerations and/or misappropriate the funds raised through the offering. Fraud is a criminal offense in the U.S., and it is regulated by the SEC. Fraud can be a factor both in equity and debt transactions.
« Back to Glossary IndexFraud
bsmith@carofin.com2022-06-22T15:40:10-04:00
