Skip to content

Search for:

WHAT WE DO
ABOUT US
- FORM CRS
KNOWLEDGE BASE

WHAT WE DO
ABOUT US
- FORM CRS
KNOWLEDGE BASE

How to make an Investment

Articles

Accredited Investor Questionnaire
Closing Documentation for Private Placement Investment Opportunities
Private Placement Memorandum and Other Private Investment Documents

Search for:

CORE WHITE PAPERS

3 Tracks – Preparing Yourself for Private Investing
Private Investing the “Right” Way
Five Elements of Private Investing
Seven Key Questions for Evaluating a Private Company
Understanding Private Securities

Videos

VIEW ALL VIDEOS >

Carofin Newsletter

Stay engaged with new knowledge base content, and deals as soon as they hit the market

Investment Terms

In the interest of accessibility, here are some terms that any savvy investor should be familiar with.

Knowledge Base

Securities Explained
Industry Trends
Company Analysis

Company

About Us
What We Do
Contact

Legal

BrokerCheck
Privacy Policy

Connect with us

Stay engaged with new knowledge base content, and deals as soon as they hit the market.

PRIVATE PLACEMENTS ARE HIGH RISK AND ILLIQUID INVESTMENTS. AS WITH OTHER INVESTMENTS, YOU CAN LOSE SOME OR ALL OF YOUR INVESTMENT.

Securities offered through Carofin, LLC. Carofin, LLC and Carolina Financial Securities, LLC are affiliated Broker-Dealers, Members of FINRA/SIPC, and subsidiaries of Carolina Financial Group, LLC. For more information on the services we offer and details associated with such services, please see our Customer Relationship Summary.

This site is published for residents of the United States only. Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined. Not all services referenced on this site are available in every state and through every advisor listed. For additional information, please contact Craig Gilmore at 828.393.0088 x 520 and/or cgilmore@carofin.com

The information contained herein is for informational purposes only and is not intended for further distribution. The information does not constitute a complete description of any investment or investment performance. This webpage is in no way a solicitation nor is it an offer to sell securities nor is it advice or recommendation regarding any investment. The information is not directed to any person who is not believed to qualify under the definition of an Accredited Investor under the rules of Regulation D of the 1933 Securities and Exchange Act. No security listed on this webpage or otherwise offered through Carofin, LLC may be purchased without prior receipt of a complete Private Placement Memorandum or other official offers of sale.

Carolina Financial Securities and Carofin only offer one type of alternative investment, those sold as private placements. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance nor should it be interpreted that FINRA, the SEC or any other securities regulator approves of any of these securities. Additionally, there are no warranties expressed or implied as to accuracy, completeness, or results obtained from any information provided on this website. Investing in private securities transactions bears risk, in part due to the following factors: there is no secondary market for the securities; there is credit risk; where there is collateral as security for the investment, its value may be impaired if it is sold.

© Copyright Carofin. All Rights Reserved

CAROFIN NEWSLETTER

Stay engaged with new knowledge base content and deals as soon as they hit the market.