A sweeping law that governs the secondary trading of all securities (stocks, bonds, and debentures) in the U.S. This Act and related statutes form the basis of regulation of the financial markets and their participants in the United States, and it established the Securities and Exchange Commission (SEC). See “What Securities Laws and Regulations Govern Private Placement?” for more information.
« Back to Glossary IndexSecurities Exchange Act of 1934
by bsmith@carofin.com | Mar 8, 2019
