An investment bank that conducts a private placement. Only FINRA-registered Broker-Dealers can act as Placement Agents. Pertains to all forms of securities offerings.
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by bsmith@carofin.com | Mar 8, 2019
An investment bank that conducts a private placement. Only FINRA-registered Broker-Dealers can act as Placement Agents. Pertains to all forms of securities offerings.
« Back to Glossary Index
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