Crowdfunding (equity or debt issuance) – Securities offerings falling into one of two offering approaches: 1)  Rule 506(c), in which investment may only be made by third-party verified Accredited Investors, as defined in Rule 501 of SEC Regulation D, and where an unlimited amount of funds can be raised in the offering, and 2) via a FINRA-approved “Crowdfunding Portal”  to individual investorswhose financial resources are not as great as is required to be an Accredited Investor, but where the offering amount is limited to $1,000,000.

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