The Securities and Exchange Commission: What is its Role in the Private Equity and Private Finance Marketplace?

Articles / 19 Apr 2018

The Securities and Exchange Commission: What is its Role in the Private Equity and Private Finance Marketplace?

Enron. Bernie Madoff. WorldCom. FannieMae. Tyco International. Bre-X Minerals. Martha Stewart. Qwest Communications. Recognize these names? We’ve all heard the stories: rich schemers who deceive Investors, make false claims about their Companies, and pocket fraudulently generated profits while obliterating retirement savings from thousands of small (and large) Investors. Who protects us from cons like these?